The Swap Report

On January 2nd, the CFTC published the first-ever list of swap dealers - 65 in number consisting exclusively of financial entities and related subsidiaries.  Presumably, in due course, non-financial market players will eventually cross the de minimis thresholds for swap dealing and register as swap dealers; but, as of now, that does not appear to be the case.  The related press release is available here.

BANK OF AMERICA NA

BANK OF MONTREAL

BANK OF NEW YORK MELLON

BANK OF NOVA SCOTIA

BANK OF TOKYO MITSUBISHI UFJ LTD

BARCLAYS BANK PLC

BNP PARIBAS

CANADIAN IMPERIAL BANK OF COMMERCE

CITIBANK NA

CITIGROUP ENERGY INC

CITIGROUP GLOBAL MARKETS INC

COMMERZBANK AG

COMMONWEALTH BANK OF AUSTRALIA

CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK

CREDIT SUISSE INTERNATIONAL

DB ENERGY TRADING LLC

DEUTSCHE BANK AG

GOLDMAN SACHS & CO

GOLDMAN SACHS BANK USA

GOLDMAN SACHS FINANCIAL MARKETS LP

GOLDMAN SACHS INTERNATIONAL

GOLDMAN SACHS MITSUI MARINE DERIVATIVE PRODUCTS LP

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED

HSBC BANK PLC

HSBC BANK USA NA

ING CAPITAL MARKETS LLC

INTL HANLEY LLC

J ARON & COMPANY

JP MORGAN SECURITIES LLC

JP MORGAN VENTURES ENERGY CORPORATION

JPMORGAN CHASE BANK

MACQUARIE BANK LIMITED

MACQUARIE ENERGY LLC

MERRILL LYNCH CAPITAL SERVICES INC

MERRILL LYNCH COMMODITIES INC

MERRILL LYNCH FINANCIAL MARKETS INC

MERRILL LYNCH INTERNATIONAL

MERRILL LYNCH INTERNATIONAL BANK LIMITED

MITSUBISHI UFJ SECURITIES INTERNATIONAL PLC

MIZUHO CAPITAL MARKETS CORPORATION

MIZUHO SECURITIES USA INC

MORGAN STANLEY & CO INTERNATIONAL PLC

MORGAN STANLEY & CO LLC

MORGAN STANLEY BANK NA

MORGAN STANLEY CAPITAL GROUP INC

MORGAN STANLEY CAPITAL SERVICES LLC

MORGAN STANLEY DERIVATIVE PRODUCTS INC

NATIONAL AUSTRALIA BANK LIMITED

NATIXIS

NEWEDGE UK FINANCIAL LTD

NEWEDGE USA LLC

NOMURA DERIVATIVE PRODUCTS INC

NOMURA GLOBAL FINANCIAL PRODUCTS INC

NOMURA INTERNATIONAL PLC

ROYAL BANK OF CANADA

SMBC CAPITAL MARKETS INC

SOCIETE GENERALE S A

STANDARD CHARTERED BANK

STATE STREET BANK AND TRUST COMPANY

THE ROYAL BANK OF SCOTLAND PLC

TORONTO DOMINION BANK

UBS AG

US BANK NA

WELLS FARGO BANK NA

WESTPAC BANKING CORPORATION

 

Good day.  Good list. TSR