On January 2nd, the CFTC published the first-ever list of swap dealers - 65 in number consisting exclusively of financial entities and related subsidiaries. Presumably, in due course, non-financial market players will eventually cross the de minimis thresholds for swap dealing and register as swap dealers; but, as of now, that does not appear to be the case. The related press release is available here. BANK OF AMERICA NA |
BANK OF MONTREAL |
BANK OF NEW YORK MELLON |
BANK OF NOVA SCOTIA |
BANK OF TOKYO MITSUBISHI UFJ LTD |
BARCLAYS BANK PLC |
BNP PARIBAS |
CANADIAN IMPERIAL BANK OF COMMERCE |
CITIBANK NA |
CITIGROUP ENERGY INC |
CITIGROUP GLOBAL MARKETS INC |
COMMERZBANK AG |
COMMONWEALTH BANK OF AUSTRALIA |
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK |
CREDIT SUISSE INTERNATIONAL |
DB ENERGY TRADING LLC |
DEUTSCHE BANK AG |
GOLDMAN SACHS & CO |
GOLDMAN SACHS BANK USA |
GOLDMAN SACHS FINANCIAL MARKETS LP |
GOLDMAN SACHS INTERNATIONAL |
GOLDMAN SACHS MITSUI MARINE DERIVATIVE PRODUCTS LP |
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED |
HSBC BANK PLC |
HSBC BANK USA NA |
ING CAPITAL MARKETS LLC |
INTL HANLEY LLC |
J ARON & COMPANY |
JP MORGAN SECURITIES LLC |
JP MORGAN VENTURES ENERGY CORPORATION |
JPMORGAN CHASE BANK |
MACQUARIE BANK LIMITED |
MACQUARIE ENERGY LLC |
MERRILL LYNCH CAPITAL SERVICES INC |
MERRILL LYNCH COMMODITIES INC |
MERRILL LYNCH FINANCIAL MARKETS INC |
MERRILL LYNCH INTERNATIONAL |
MERRILL LYNCH INTERNATIONAL BANK LIMITED |
MITSUBISHI UFJ SECURITIES INTERNATIONAL PLC |
MIZUHO CAPITAL MARKETS CORPORATION |
MIZUHO SECURITIES USA INC |
MORGAN STANLEY & CO INTERNATIONAL PLC |
MORGAN STANLEY & CO LLC |
MORGAN STANLEY BANK NA |
MORGAN STANLEY CAPITAL GROUP INC |
MORGAN STANLEY CAPITAL SERVICES LLC |
MORGAN STANLEY DERIVATIVE PRODUCTS INC |
NATIONAL AUSTRALIA BANK LIMITED |
NATIXIS |
NEWEDGE UK FINANCIAL LTD |
NEWEDGE USA LLC |
NOMURA DERIVATIVE PRODUCTS INC |
NOMURA GLOBAL FINANCIAL PRODUCTS INC |
NOMURA INTERNATIONAL PLC |
ROYAL BANK OF CANADA |
SMBC CAPITAL MARKETS INC |
SOCIETE GENERALE S A |
STANDARD CHARTERED BANK |
STATE STREET BANK AND TRUST COMPANY |
THE ROYAL BANK OF SCOTLAND PLC |
TORONTO DOMINION BANK |
UBS AG |
US BANK NA |
WELLS FARGO BANK NA |
WESTPAC BANKING CORPORATION |
Good day. Good list. TSR